Documents & Resources
Transparency. Trust. Accountability.
At EmergX Finance Corporation (EFC), we are committed to fostering investor confidence, regulatory compliance, and stakeholder engagement by making key corporate documents accessible. Below you’ll find our core publications, strategic papers, and regulatory resources available for download.
Internal Capital Adequacy and Risk Assessment (ICARA)
ICARA outlines EmergX Finance Corporation’s assessment
Senior Managers and Certification Regime (SMCR) Responsibilities Map
This Responsibilities Map outlines the assignment of Senior Management Functions (SMFs)
ESG and SDG Alignment Policy
EmergX Finance Corporation (EFC) commits to embedding Environmental, Social, and
Governance (ESG)
Governance Framework
EmergX Finance Corporation (EFC) adopts a robust and transparent governance framework
Whistleblower Policy
EmergX Finance Corporation (EFC) is committed to the highest standards of integrity and accountability
Code of Ethics and Professional Conduct
This Code outlines the ethical principles and expected behaviours that govern the conduct of all employees
Anti-Money Laundering (AML) and Know Your Customer (KYC) Policy
This policy outlines EmergX Finance Corporation’s (EFC) framework for preventing money laundering,
Compliance Manual
This Compliance Manual establishes the framework for managing regulatory compliance at EmergX Finance Corporation (EFC)
Remuneration Policy
This policy sets out the principles and governance framework for remuneration at EmergX Finance Corporation (EFC)
Code of Ethics and Professional Conduct
This Code outlines the ethical principles and expected behaviours that govern the conduct of all employees
Anti-Money Laundering (AML) and Know Your Customer (KYC) Policy
This policy outlines EmergX Finance Corporation’s (EFC) framework for preventing money laundering,
Compliance Manual
This Compliance Manual establishes the framework for managing regulatory compliance at EmergX Finance Corporation (EFC)
Investor Expression of Interest (EOI) Form
Submit your interest in co-investment or fund participation.
Investor Q&A – EmergX Private Placement
Common questions answered for transparency and clarity.
For password-protected or custom investor packs, please contact:
Contact us: office@emergxfinance.com | +44 2082 260 430
I, the undersigned, declare that:
1. I confirm that I am a qualified investor under the FSMA Act 2000, Order 2005 and therefore eligible to access the investment materials on this page, including the Private Placement Memorandum (PPM).
2. I am aware that the securities offered are not registered with the FCA and are being offered only to qualified or exempt categories of investors.